Non-conventional forms of hemodialysis are underutilized dialysis modalities despite growing evidence of the benefits in improving patient outcomes [1–5, 13, 14]. Understanding physician and practice characteristics that favorably influence the utilization of NCHD are essential if it is to be more widely adopted. The present study is the first international survey to assess physician and practice specific characteristics associated with NCHD usage. Practicing in an academic centre, NCHD training, public or government physician reimbursement increases in national health care expenditures and numbers of patients with ESRD per centre were all independently associated with NCHD utilization.
The association of national health care on increasing NCHD utilization in our cohort is in contrast to recent findings by MacGregor et al who found no relationship between expenditure and NCHD in a registry based study [9]. Several factors could explain this discrepancy. The present study examined NCHD and all of its subtypes including NHD and SDHD. Increases in national health care expenditure were associated with NHD and SDHD specifically but not LCHD. In addition, the present study included nephrologists from Africa, Asia and South America while the MacGregor study included only data from high and middle income countries in North America, Europe and Australia/New Zealand [9]. Third the methodology in the two studies differed significantly and may have led to disparate results; the present study was designed to evaluate physician and practice patterns while the prior study was population based.
The relationship between health care expenditures and NCHD was not linear. As shown in Figure 1a, NCHD utilization was significantly lower in countries in the lowest quartile of health care expenditures but there was no significant difference in countries in the top three quartiles. In fact, countries in the highest quartile had a subjective decrease in the utilization of NCHD. Two observations may explain these findings. First, while NCHD may be more cost-effective in the long-term it does require higher up-front costs and requires a significant amount of infrastructure to exist [7]. This infrastructure often does not exist in countries with the lowest per capita health care expenditures and the higher up-front costs are likely prohibitive. Second, the finding of a subjective decrease in the utilization of FHD in countries in the highest quartile is likely explained by an over-representation of nephrologists from the USA in the present study. Despite the high cost of healthcare in the USA, the rates of NCHD remain quite low primarily due to lack of reimbursement schedules that facilitate home based, or more frequent therapies [15]. In addition, other wealthy countries with higher rates of utilization of NCHD such as Australia and New Zealand were under-represented in the present study. Nevertheless there appears to be a necessary minimum national health care expenditure required to allow for NCHD after which other factors such as reimbursement and NCHD training appear to influence NCHD usage.
The finding of centre size being associated with more utilization of NCHD while novel is not surprising and also did not appear to be linear. There was significantly more NCHD in centres with greater than 150 ESRD patients than in those with less. Once this threshold was reached there was no further increase in NCHD utilization with increased ESRD patient numbers. Similar findings have been demonstrated in peritoneal dialysis usage where smaller centres had lower adherence to guidelines, particularly in the area of continuous quality initiatives [10]. Similar to continuous quality initiatives which become more difficult and less economically feasible in a centre with a small number of patients on peritoneal dialysis, NCHD requires infrastructure and upfront costs and patient training may not be possible in centres with small amounts of ESRD patients. In addition, approximately 6-8% of patients exit home hemodialysis programs per year [7]. Losing patients early on in this modality significantly increases per patient cost and this added cost would be more difficult to absorb in smaller centres with fewer patients. It would appear that both economies of scale and economies of scope are more easily attained with larger programs delivering ESRD care.
NCHD usage is influenced by physician remuneration. The lack of remuneration for NCHD was commonly cited as a barrier and was second only to NCHD not being offered by the health care system. Public healthcare systems in Australia, New Zealand, the Netherlands and Canada have instituted programs that encourage and incentivize NCHD [8]. In Australia, an additional payment of 128$ per month is provided to physicians managing patients with home dialysis modalities [9]. Based on the results of the present study, physician remuneration and incentives appear to increase utilization of NCHD.
NCHD was associated with practicing in academic centres and this is likely related to the impression by some that NCHD was considered an experimental modality; most patients on FNCHD were managed out of large research institutions and/or were part of studies on the potential benefits and or feasibility of NCHD. As evidence demonstrating a significant clinical benefit for NCHD mounts and this therapy is adopted by different healthcare systems these differences are likely to become less pronounced.
Physician training in NCHD impacted utilization in our study. Until recently, it is unlikely that physicians practicing outside a few individual institutions, such as Tassin, France would have had any exposure to NCHD [16]. In fact, it was not until approximately 15 years ago and the pioneering work by Uldall and colleagues in Toronto, Canada that there was resurgence in interest in NCHD [17]. Few physicians have formal training in the safe prescription and patient selection paradigms for NCHD, limiting physician comfort and exposure to the potential benefits of this modality. Funding and active knowledge dissemination regarding NCHD is imperative if any healthcare system wishes to increase the amount of patients on NCHD. According to the present study the preferred methods of achieving this goal would be through online CME, presentations by experts in NCHD and through journal club activities.
Finally, the attitudes and opinions of physicians towards the evidence for NCHD are encouraging for the future of this modality. There was overall acceptance among physicians regarding the clinical advantages of NCHD. There was nearly universal agreement that NCHD improves phosphate control, BP control and volume status; outcomes evaluated in 2 recent RCTs [1, 2]. There was significant disagreement about the evidence in certain areas. In particular, there was disagreement in the areas of quality of life, nutritional status, erythropoietin requirements and graft thrombosis indicating the need for further research in these areas. At present evidence remains equivocal, specifically in the area of complications related to vascular access [1, 2]. It should be noted that Physicians may be reluctant to prescribe NCHD with concerns over the increase in interventions and use of vascular access. Increased usage of vascular access in turn may lead to associated complications and incur health care expenditures. An RCT powered to demonstrate a mortality difference in NCHD versus conventional HD is unlikely to ever be performed. The recently completed NIH funded Frequent Hemodialysis Network RCT in this area encountered significant logistical barriers to recruitment using surrogate outcomes. With the majority of surrogate outcomes in the existing observational and randomized trials favoring NCHD, the utility of long, expensive RCT's with mortality as a primary endpoint is questionable given the fact that most of the costing literature in this area have shown home NCHD to be at least cost neutral, if not cost saving.
Our study has certain limitations. First it was a voluntary survey and is therefore prone to selection bias as physicians with no interest in NCHD are less likely to respond. Our survey depended on self-reported data, the reliability of which has been questioned and is prone to recall bias. Our overall response rate was low at 15.6%. This is not uncommon in internet-based surveys and we attempted to improve our survey methodology by identifying how many individuals actually opened the email (click rate). This is important as many email surveys may be discarded to junk mail without the contents of the email and purpose of the survey appropriately conveyed to subscribers. We included relatively crude expenditure metrics such as National healthcare expenditure that may not be sensitive to a country's efficiencies or capture funding directed towards specific, specialized health initiatives. Physician attitudes and opinions were assessed only towards NCHD and not towards its individual subtypes such as NHD or SDHD. This limited our ability to identify factors associated with NHD, SDHD and LCHD. The survey results were limited to physicians and did not include health policy administrators or Allied health, both of whom would likely influence NCHD utilization. Finally, as previously discussed, there may have been over-representation of physicians from the USA and Europe and under-representation from New Zealand and Australia.