- Research article
- Open Access
- Open Peer Review
The impact of different GFR estimating equations on the prevalence of CKD and risk groups in a Southeast Asian cohort using the new KDIGO guidelines
© Kitiyakara et al; licensee BioMed Central Ltd. 2012
- Received: 26 April 2011
- Accepted: 6 January 2012
- Published: 6 January 2012
Recently, the Kidney Disease: Improving Global Outcomes (KDIGO) group recommended that patients with CKD should be assigned to stages and composite relative risk groups according to GFR (G) and proteinuria (A) criteria. Asians have among the highest rates of ESRD in the world, but establishing the prevalence and prognosis CKD is a problem for Asian populations since there is no consensus on the best GFR estimating (eGFR) equation. We studied the effects of the choice of new Asian and Caucasian eGFR equations on CKD prevalence, stage distribution, and risk categorization using the new KDIGO classification.
The prevalence of CKD and composite relative risk groups defined by eGFR from with Chronic Kidney Disease-Epidemiology Collaboration (CKD-EPI); standard (S) or Chinese(C) MDRD; Japanese CKD-EPI (J-EPI), Thai GFR (T-GFR) equations were compared in a Thai cohort (n = 5526)
There was a 7 fold difference in CKD3-5 prevalence between J-EPI and the other Asian eGFR formulae. CKD3-5 prevalence with S-MDRD and CKD-EPI were 2 - 3 folds higher than T-GFR or C-MDRD. The concordance with CKD-EPI to diagnose CKD3-5 was over 90% for T-GFR or C-MDRD, but they only assigned the same CKD stage in 50% of the time. The choice of equation also caused large variations in each composite risk groups especially those with mildly increased risks. Different equations can lead to a reversal of male: female ratios. The variability of different equations is most apparent in older subjects. Stage G3aA1 increased with age and accounted for a large proportion of the differences in CKD3-5 between CKD-EPI, S-MDRD and C-MDRD.
CKD prevalence, sex ratios, and KDIGO composite risk groupings varied widely depending on the equation used. More studies are needed to define the best equation for Asian populations.
- glomerular filtration rate
- renal failure
- epidemiology, classification
Chronic kidney disease (CKD) increases the risks of cardiovascular disease and ESRD progressively according to the severity of CKD . In 2002, the Kidney Disease Outcomes Quality Initiative (KDOQI) organization published a guideline for diagnosis and classification of CKD into five stages according to severity using glomerular filtration rate (GFR) as the main criteria . The presence of proteinuria was mandatory for stages 1 and 2 (GFR > 60 ml/min/1.73 m2). Patients with stage 3 (GFR 30 to < 60) or higher were regarded classified as CKD without requirement for the presence of proteinuria. Recent studies have shown that individuals with GFR 45 ml/min/1.73 m2 or less had increased risks compared to those with higher GFR [1, 3–5]. The presence of proteinuria also increased cardio-renal events significantly . Therefore, in 2009, KDIGO (Kidney Disease: Improving Global Outcomes) group recommended that individuals should be classified according to proteinuria stages as well as by GFR stages . The diagnostic criteria for CKD remained unchanged, but stage 3 should be divided into 2 substages: 3a (GFR 45 to < 60), and 3b (GFR 30to < 45). In addition, clinicians and researchers were advised to use a 'heat map' generated by composite rankings of relative risks to categorize patients.
The numbers of patients in Asia including those in Thailand with ESRD has been rising steadily over the last decade [6, 7]. Correct identification and staging of CKD is essential to target care to patients with highest risks and for planning of future healthcare policies. The pooled analyses used to develop the new KDIGO guidelines employed the standard MDRD (S-MDRD) equation to estimate GFR [3–5]. The S-MDRD equation was designed from US white and black patients with CKD . It is well recognized that equations developed in one CKD population may be inaccurate when applied to another ethnic population or to those without known CKD. Currently, there is no universal equation for Asian subjects. MDRD based-equations have been developed in Japanese and Chinese populations [9, 10], but they produced correction coefficients in opposite directions to one another. S-MDRD may lead to overestimate of GFR especially among those with higher GFR . Chronic Kidney Disease-Epidemiology Collaboration (CKD-EPI) equation, was developed from subjects with and without kidney diseases, and therefore, may be preferred for studying GFR in a largely normal population sample . More recently, a Japanese version for CKD-EPI (J-EPI) was shown to be more accurate compared to the Japanese MDRD equation in the Japanese population . Finally, a Thai GFR equation has also been developed in a Thai CKD population .
It is the aim of KDIGO to establish global guidelines for CKD . However, at present, it is unclear which equation(s) should be used in Asian populations to classify CKD. In addition, there is still limited data on the prevalence of CKD class 3 subdivisions, and the numbers in different risk categories in Asian populations. The prevalence of the subdivisions and each risk category will depend on the equation used to estimate GFR. In this study, we investigated the impact of different GFR equations developed in Caucasian and other Asian populations on GFR, and the prevalence of CKD in a Thai cohort using the new KDIGO guidelines.
During 1997-1998, 6152 employees of the Electricity Generating Authority of Thailand (EGAT) were invited to participate in a health survey [15, 16]. All participants completed a self-administered questionnaire and underwent a physical examination. Blood samples were drawn after 12 hours overnight fast. The study was approved by the ethical committees of EGAT and Ramathibodi Hospital. Written informed consent was obtained.
Serum creatinine (sCr) was measured using a IDMS-standardized enzymatic assay on the Vitros 350 analyzer (Ortho-Clinical Diagnostics, USA), which has been shown to produce similar results to the Roche assay used in the MDRD study [17–19]. Details of the calibration procedure have been published . Calibration was performed using two levels (low; 0.753 mg/dL ± 0.021 and high; 3.916 mg/dL ± 0.083) of IDMS-Standard Reference Material (SRM) 967. Mean concentrations (coefficients of variation) for the two levels of SRM 967 were 0.749 mg/dL (1.64%), and 3.898 mg/dL (0.41%), respectively. Stable quality control was maintained throughout using the manufacturer's quality control materials. Urine protein was detected by urinalysis reagent strip (Bayer, Indiana, USA).
Estimated GFR (eGFR) Equations
SCr (mg/dl) was used to determine eGFR (ml/min/1.73 m2) according to different formulae:
a) Chronic Kidney Disease-Epidemiology Collaboration (CKD-EPI) = 141 × min(sCr/κ, 1)α × max(sCr/κ, 1)-1.209 × 0.993Age × 1.018 [if female] 
where κ is 0.7 for females and 0.9 for males, α is -0.329 for females and -0.411 for males, min indicates the minimum of sCr/κ or 1, and max indicates the maximum of sCr/κ or 1.
b) Standard MDRD (S-MDRD) = 175 × sCr -1.154 × Age -0.203 × 0.742 [if female] 
d) Japanese CKD-EPI (J-EPI) = 0.813 × CKD-EPI 
e) Thai GFR (T-GFR) = 375.5 × sCr 0.848 × Age-0.364 × 0.712 [ if female] 
Subjects were divided into 5 stages by eGFR (G1-5) and 3 stages of albuminuria (A1-3) according to the 2009 KDIGO guidelines . Because we did not have albuminuria data, dipstick protein was used instead as follows: A1proteinuria dipstick negative or trace, A2 1or 2+, A3 protein 3+ or more. CKD prevalence was assessed using different equations. CKDALL represents CKD stages 1 to 5. CKD 3-5 represents eGFR < 60 ml/min/1.73 m2 regardless of proteinuria data. One of the concerns was the high numbers of patients with CKD 3-5 in the older age groups, in particular, those patients with stage 3a without proteinuria (G3A1) . Therefore, we also evaluated the prevalence of G3A1 in different age groups.
CKD 3-5 status concordance was assessed in pairs between the three Asian equations versus CKD-EPI or S-MDRD, and also between T-GFR versus the other Asian equations. Concordant subjects included subjects who fulfilled the criteria for CKD 3-5 by both tested equations, and subjects who did not fulfill the criteria for CKD 3-5 by both equations. The CKD 3-5 status concordance was expressed as a percentage of all subjects.
CKD ALL stage concordance was assessed in pairs between the three Asian equations versus CKD-EPI or S-MDRD, and also between T-GFR versus the other Asian equations. Subjects with no CKD (stage G1A1 or G2A1) by both tested equations were excluded from the analysis. Concordant subjects were those who were assigned the same CKD stage by both pairs of the test equations. This was expressed as a percentage of those with CKDALL by either one of the pair using the KDIGO classification  in which stage 3a and stage 3b were considered as separate stages or by the KDOQI  classification in which stage 3 was considered as one stage.
Composite ranking of relative risks
The composite rankings for relative risks by GFR and proteinuria was calculated based on 2009 KDIGO recommendations using different equations as follows: Risk Category No CKD (group 1-8) stages G1A1, G2A1; Mild (group 9-14) stages G1A2, G2A2, G3aA1; Moderate (group 15-21) stages G1A3, G2A3, G3aA2, G3bA1; Severe (group ≥ 22) stages G3aA3, G3bA2-3, all G4 and G5.
Continuous data is reported as mean (95% confidence intervals). Categorical data is presented as frequency and percentages. Continuous variables are compared using Student's t test or Wilcoxon rank sum test as appropriate. Categorical variable were compared using chi square test. All tests were two tailed, and a p-value less than 0.05 is considered statistically significant. All statistical analyses were performed using SPSS software (SPSS Version 18; SPSS Inc, Chicago, IL).
(n = 5526)
(n = 4121)
(n = 1405)
SBP (mm Hg)
S creatinine (mg/dl)
Glomerular Filtration rate
GFR according to different equations (n = 5526)
GFR and proteinuria stages, and CKD prevalence by different equations according to 2009 KDIGO classification
The prevalence of CKD3-5 between various equations was different (p < 0.001) except for between TGF and C-MDRD. J-EPI produced 7 folds higher estimates than T-GFR and C-MDRD. The 2 Caucasian formulae produced intermediate results, but CKD3-5 was still 2 and 3 folds higher than T-GFR. The prevalence of CKD stages G1 and G2 were higher for T-GFR and C-MDRD, whereas stage G3 was much higher for J-EPI. Compared to others, a marked increase in stage G4 was also found for J-EPI. Differences in G3aA1 accounted for a large portion of the differences between equations.
CKD 3-5 status concordance
CKD ALL stage concordance
The stage concordance was higher with the 2002 KDOQI criteria than with the 2009 KDIGO criteria. CKDALL stage concordance with CKD-EPI was only 50-60% for T-GF and C-MDRD, but only 15-30% for J-EPI. In contrast, stage concordance with S-MDRD was 45-55% for J-EPI and only 26-39% for C-MDRD or T-GFR. The stage concordance with T-GFR was very poor for J-EPI, but over 70% for C-MDRD.
Composite ranking of relative risks
Subjects were divided into 3 age groups: I (Age 20-39), n = 908 (15.2%); II (Age 40-59), n = 4184 (75.6%) and III (Age ≥ 60), n = 434 (7.9%). eGFR decreased (data not shown), and CKD3-5 increased with age for all equations. The absolute numbers varied widely, although the relative order was similar across all age groups. In Age group I, the prevalence of CKD 3-5 varied by over 100 folds. In Age group III, there was a marked difference in CKD prevalence ranging from 14.7 to 63.1% for C-MDRD to J-EPI, respectively. The prevalence of CKD for all age groups was intermediate for the S-MDRD or CKD-EPI, but the differences in CKD 3-5 in the oldest group was as high as 10 to 15% compared to T-GFR or C-MDRD.
The prevalence of both G3aA1 and higher stage CKD 3-5 (CKD 3aA2-5) increased with age for all equations. The ratios of G3aA1 to CKD 3aA2-5varied with different equations, and decreased with age. G3aA1 accounted for nearly all the patients with CKD 3-5 in Age group I, between 57 to 72% in Age group II, and between 35 to 57% in age group III. The prevalence of G3A1 and CKD 3aA2-5 was much higher for J-EPI for all age groups. There were 2 to 5 fold variations in 3aA1 in the oldest age group. The prevalence was as high as 20.7% with S-MDRD equation and only 7-8% for C-MDRD or T-GFR. In Age group III, much of the differences in CKD 3-5 between S-MDRD, CKD-EPI, T-GFR could be accounted for by differences in G3A1 since the prevalence of CKD 3aA2-5 were similar.
Correct estimation of GFR is essential to diagnose and stage CKD, to assess individual risks, and to allowing comparisons between different populations in epidemiologic studies. The KDIGO analyses included some patients from China and Japan, but most of the data available for analysis is of mainly Caucasian or US black subjects with eGFR calculated using S-MDRD formula . This study found that GFR estimates, CKD prevalence, proportions with increased risks, and gender ratios in this Asian cohort varied widely depending on the equation used. To our knowledge this is the first study to evaluate the use of J-EPI and T-GFR equations on the prevalence of CKD, and the concordance of these new Asian formulae on CKD staging using the new KDIGO guidelines.
In this study, CKD 3-5 prevalence was as high as 37.9% with J-EPI whereas the prevalence was only 5-6% with T-GFR or C-MDRD, 20.2% with S-MDRD and 12.1% with CKD-EPI. The importance of choice of eGFR equations on CKD prevalence have been shown previously in studies from the US and Europe [8, 11, 22]. In these studies, changing from S-MDRD to CKD-EPI resulted in lower CKD prevalence estimates. In US white and black subjects, CKD-EPI has emerged as the preferred equation for population studies as it has been shown to be more accurate in CKD stage classification than the MDRD study equation [11, 12]. At present, it remains unclear which is the best formula for Asian subjects. CKD-EPI has recently been shown not to provide consistent prediction of true GFR when applied to Asian subjects .
In diagnosing moderate CKD (eGFR < 60) in a general population, the concordance of T-GFR or C-MDRD with CKD-EPI was over 90% compared to only 80% with S-MDRD. In assigning stage for all subjects with CKD (from stages 1 to 5), the concordance of T-GFR or C-MDTRD equations was only about 50-60% with CKD-EPI, and less than 40% with S-MDRD. The concordance between T-GFR and C-MDRD was high, but both had very poor concordance with J-EPI. Therefore, it appears that T-GFR, C-MDRD and CKD-EPI may produce comparable results in identifying individuals with moderate CKD, but the CKD stage assigned, if all stages of CKD were assessed, may be different in half the time.
Using the 2009 KDIGO guidelines to subdivide stage 3, we showed that the CKD ALL, stage concordance between the Asian and Caucasian equations decreased by about 5-9% when compared to the KDOQI classification in which stage 3 was considered as one stage. KDIGO also recommended the use of composite rankings of relative risks according to GFR and proteinuria stages to assess individuals. In our analysis, the choice of equation affected the numbers at risk quite markedly especially those with mildly increased risks. Taken together this data suggests that the choice of eGFR equation has very considerable impact in diagnosing CKD, CKD staging, individual risk assessment.
This study demonstrated that changing eGFR equations could affect CKD gender ratios quite dramatically. Similar to our study, the male to female CKD ratio among US NHANES subjects increased slightly when the GFR equation was changed from S-MDRD to CKD-EPI . However, the largest difference in our study was found when T-GFR was used, since this led to a reversal in the male to female ratio even when compared to C-MDRD. This finding, however, is not consistent with the slightly higher male to female ratios among those receiving renal replacement therapy in Thailand and will require further analysis.
We showed that both stage G3aA1 and higher stages of CKD increased with age, but the absolute numbers and relative proportions depend on the equations used. Young and middle age subjects with stage 3aA1 have been shown to be at increased risks of renal events, cardiac deaths and all cause mortality [4, 24]. Among older patients, similar increases in risk for renal events were found, but the effects on cardiovascular deaths were less consistent. In the oldest age group, nearly all the differences CKD 3-5 prevalence between S-MDRD, CKD-EPI and C-MDRD could be accounted for by differences in stage 3aA1. Clearly the magnitude of attributed risks for developing cardio-renal complications for this stage will depend on the equation used to stage CKD.
Differences between the Asian equations may be due to differences in GFR measurement methods, creatinine calibration or true differences in the study populations [25, 26]. J-EPI is now the equation of choice in the Japanese population . Muscle mass is a major determinant in the relationship between serum creatinine and true GFR . Muscle mass is lower in Japanese compared to American subjects [26, 27]. This is consistent with a coefficient of < 1 for the Japanese equation, but still cannot account for the very high prevalence of CKD when this equation is applied to other Asian populations. Indeed, when applied to the Thai population as in this study, the prevalence of CKD is far too high for J-EPI equation to be accurate.
This study employed IDMS-standardized enzymatic method to measure serum creatinine similar to S-MDRD, CKD-EPI, T-GFR and J-EPI. On the other hand, C-MDRD was derived from Jaffe method after calibration to the Cleveland clinic laboratory, which was used to develop the MDRD equation . By applying a correction factor to adjust for standardized enzymatic creatinine and Cleveland clinic Jaffe creatinine, systematic differences between the two methods can be minimized . Nonetheless, creatinine method differences could account for some differences between C-MDRD and other equations .
Methods to measure the reference GFR may contribute to the differences between equations [28, 29]. Iothalamate clearance, used in the S-MDRD study, has been shown to overestimate GFR when compared to standard inulin clearance [30, 31] and this could contribute to the lower Japanese correction coefficient. Plasma clearance of 99mTc-DTPA was used as a reference GFR method in C-MDRD and T-GFR [9, 14]. DTPA could overestimate GFR when compared to inulin clearance . In addition, Chinese and Thai studies employed quite short clearance protocols which could further contribute to overestimation of GFR compared to inulin  The similarities for the T-GFR and C-MDRD equations may in part reflect their common use of DTPA as the reference method [9, 14]. Slight differences in protocol may contribute to the different coefficients. Both Chinese, Japanese, and Thai studies included only CKD patients, and hence it is uncertain how well these formulae to can be applied to normal subjects.
The limitations of this study include the fact that proteinuria was defined by dipstick. Although previous studies have shown that dipstick proteinuria provide similar risk prediction as albumin excretion , the use of albumin to creatinine ratio would have allowed the inclusion of those with microalbuminuria, and lead to more accurate staging and risk assessment for our subjects. Secondly, this study was designed to collect cardiovascular risk factors, and hence there is limited data on subjects with known kidney diseases beyond the presence of diabetes and hypertension.
Asians have among the highest rates of ESRD in the world [6, 7]. The Thai Renal Replacement Registry data showed the steep increase of renal replacement prevalence from 302.6 per million populations in 2006 to 496.9 in 2008. Nonetheless, accurate estimation of CKD prevalence remains a problem for Asian populations. The prevalence of CKD3-5 observed in our study using S-MDRD was fairly high, but is comparable to the 15% observed in other population surveys from younger subjects in Thailand, in which S-MDRD was used to classify CKD [20, 32]. Such high rate of CKD is a concern. It is uncertain if the high rates reflect inappropriate application of the Caucasian equations to the Thai population or a genuine increase in CKD in our population. It remains unclear which equation should be used to classify CKD in Thai or other Asian subjects. Although T-GFR was developed in Thai CKD subjects, T-GFR equation may not be the ideal equation in our population since there may be a bias especially among those with lower GFR. For example, the creatinine value consistent with a GFR of 5 ml/min/1.73 m2 in a 50 year old male would be 11 mg/dl and 30 mg/dl by S-MDRD and T-GFR studies . Nonetheless, by reclassifying our patients with the T-GFR or C-MDRD will lead to a reduction of those with CKD 3-5 by 2 to 3 folds with the impact greatest among the elderly group.
This study showed that there is remarkable degree of variability in CKD prevalence and risk estimates when current equations developed in Caucasians and Asians were applied to the Thai population. The results of this study indicate that there is a need to develop a universal Asian equation using standardized creatinine, and valid common GFR reference method. The staging of CKD initiated by KDOQI, and subsequently refined in the 2009 KDIGO convention represents major advances in the field, but how best to apply such a staging system on a global basis will require further study. The use of the term 'disease' to describe asymptomatic laboratory condition may cause unnecessary concern in patients and clinicians. Identification of those truly at high risks would enable targeting of scarce resources to those with the greatest need. This is especially important in countries with limited resources such as many places in Asia, who may not have developed equations of their own.
The EGAT study is sponsored by the Faculty of Medicine, Ramathibodi Hospital, Mahidol University, the National Research Council, the Thailand Research Fund, the Thai Heart Association, the Thai Health Foundation, and the Higher Education Research Promotion and the National Research University Development, Office of the Higher Education Commission. We would like to thank the staff at EGAT and Ramathibodi for clinical and administrative assistance, Nisakorn Thongmung and Surangkana Wimolluck for specimen organization, and Mrs. Claire Sakornpant for English grammar corrections.
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